First Trust Small Cap Growth AlphaDEX Fund FYC
Source: Yahoo Finance (opens in a new tab) Observed · 1 day ago Quotes may be delayed
- Expense ratio
- 0.70%
- Net assets
- $1.3B
- Holdings
- 266
- 12-month distribution yield
- 0.11%
- Asset class
- Equity
First Trust Small Cap Growth AlphaDEX Fund (FYC) is an exchange-traded fund listed on the Nasdaq in the United States, issued by First Trust. Its category is Equity · US (equity). Its last price was US$113.72 on 20 Oct 2026. Its expense ratio is 0.7% a year, from its prospectus dated 1 Dec 2025. It reported net assets of US$1.3 billion as of 31 Jul 2026. Its latest holdings report lists 266 holdings as of 31 Jul 2026. Over the last 12 months it paid distributions of US$0.13 a unit, a 12-month distribution yield of 0.11%, paid yearly.
Fees
- Total annual operating expenses (gross)
- 0.70%
- Net, after fee waivers or reimbursements
- No waiver stated
- Management fee
- 0.70%
- Prospectus date
- 1 Dec 2025
- Filed with the SEC
- 28 Nov 2025
Size and reporting
- Net assets
- $1,298,232,787
- Total assets
- $1,312,519,543
- Holdings as of
- 31 Jul 2026
- Report made public
- 22 Sep 2026 (53 days after the month end)
Top holdings
Largest 25 of 266 positions, as of 31 Jul 2026. Weight is the percent of net assets the fund reported.
| # | Holding | Identifier | Weight | Value (USD) | Type | Country | Currency |
|---|---|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES LLC | No identifier reported | 1.04% | $13.5M | Repurchase agreements | United States | USD |
| 2 | ACADIAN ASSET MANAGEMENT INC ACADIAN ASSET MANAGEMENT INC COM | US10948W1036 | 0.82% | $10.6M | Equity (common) | United States | USD |
| 3 | CHEFS' WAREHOUSE INC (THE) CHEFS' WAREHOUSE INC (THE) COM | US1630861011 | 0.81% | $10.5M | Equity (common) | United States | USD |
| 4 | RINGCENTRAL INC RINGCENTRAL INC CL A | US76680R2067 | 0.77% | $10.0M | Equity (common) | United States | USD |
| 5 | PRECIGEN INC PRECIGEN INC COM | US74017N1054 | 0.74% | $9.7M | Equity (common) | United States | USD |
| 6 | FIRST ADVANTAGE CORP FIRST ADVANTAGE CORP COM | US31846B1089 | 0.74% | $9.6M | Equity (common) | United States | USD |
| 7 | OSCAR HEALTH INC OSCAR HEALTH INC CL A | US6877931096 | 0.74% | $9.6M | Equity (common) | United States | USD |
| 8 | ATAIBECKLEY INC ATAIBECKLEY INC COM SHS | US04650F1012 | 0.74% | $9.6M | Equity (common) | United States | USD |
| 9 | NATIONAL HEALTHCARE CORP NATIONAL HEALTHCARE CORP COM | US6359061008 | 0.72% | $9.4M | Equity (common) | United States | USD |
| 10 | LIQUIDIA CORP LIQUIDIA CORP COM NEW | US53635D2027 | 0.71% | $9.3M | Equity (common) | United States | USD |
| 11 | NEOGENOMICS INC NEOGENOMICS INC COM NEW | US64049M2098 | 0.71% | $9.2M | Equity (common) | United States | USD |
| 12 | CHEESECAKE FACTORY INC (THE) CHEESECAKE FACTORY INC (THE) COM | US1630721017 | 0.69% | $9.0M | Equity (common) | United States | USD |
| 13 | REMITLY GLOBAL INC REMITLY GLOBAL INC COM | US75960P1049 | 0.69% | $8.9M | Equity (common) | United States | USD |
| 14 | ENCORE CAPITAL GROUP INC ENCORE CAPITAL GROUP INC COM | US2925541029 | 0.68% | $8.9M | Equity (common) | United States | USD |
| 15 | RELAY THERAPEUTICS INC RELAY THERAPEUTICS INC COM | US75943R1023 | 0.68% | $8.8M | Equity (common) | United States | USD |
| 16 | PITNEY BOWES INC PITNEY BOWES INC COM | US7244791007 | 0.68% | $8.8M | Equity (common) | United States | USD |
| 17 | DAVE INC DAVE INC CLASS A COM NEW | US23834J2015 | 0.68% | $8.8M | Equity (common) | United States | USD |
| 18 | NLIGHT INC NLIGHT INC COM | US65487K1007 | 0.67% | $8.7M | Equity (common) | United States | USD |
| 19 | 10X GENOMICS INC 10X GENOMICS INC CL A COM | US88025U1097 | 0.67% | $8.7M | Equity (common) | United States | USD |
| 20 | TRAVERE THERAPEUTICS INC TRAVERE THERAPEUTICS INC COM | US89422G1076 | 0.66% | $8.6M | Equity (common) | United States | USD |
| 21 | CALUMET INC CALUMET INC COM | US1314281049 | 0.66% | $8.6M | Equity (common) | United States | USD |
| 22 | LIFESTANCE HEALTH GROUP INC LIFESTANCE HEALTH GROUP INC COM | US53228F1012 | 0.66% | $8.6M | Equity (common) | United States | USD |
| 23 | CIMPRESS PLC CIMPRESS PLC SHS EURO | IE00BKYC3F77 | 0.66% | $8.5M | Equity (common) | Ireland | USD |
| 24 | DUCOMMUN INC DUCOMMUN INC COM | US2641471097 | 0.65% | $8.5M | Equity (common) | United States | USD |
| 25 | OPENLANE INC OPENLANE INC COM | US48238T1097 | 0.65% | $8.5M | Equity (common) | United States | USD |
Breakdowns
Sums of reported weights over every position in the report. Totals can differ from 100% because of derivatives, borrowing and cash.
Asset type
| Type | Weight | Bar |
|---|---|---|
| Equity (common) | 99.99% | |
| Repurchase agreements | 1.04% | |
| Short-term investment vehicles (cash funds) | 0.05% |
Country
| Country | Weight | Bar |
|---|---|---|
| United States | 96.87% | |
| Cayman Islands | 1.35% | |
| Ireland | 0.66% | |
| British Virgin Islands | 0.58% | |
| Netherlands | 0.51% | |
| Bahamas | 0.49% | |
| Bermuda | 0.36% | |
| Jersey | 0.26% |
Currency exposure
| Currency | Weight | Bar |
|---|---|---|
| US dollar (USD) | 101.08% |
Sector
| Sector | Weight | Bar |
|---|---|---|
| Consumer Discretionary | 10.51% | |
| Technology | 7.13% | |
| Finance | 6.34% | |
| Health Care | 4.06% | |
| Industrials | 3.79% | |
| Real Estate | 2.19% | |
| Utilities | 0.99% | |
| Unknown | 0.65% | |
| Consumer Defensive | 0.27% | |
| Consumer Staples | 0.26% | |
| Electronic Technology | 0.12% | |
| Miscellaneous | 0.09% |
Source: SEC Form N-PORT (opens in a new tab) Holdings as of
Distributions
- Paid in the last 12 months
- $0.1300
- 12-month yield
- 0.11%
- Frequency
- Yearly
- Latest ex-date
- 25 Jun 2026
12-month yield = distributions per unit with an ex-date in the last 12 months ($0.1300) ÷ latest price ($113.72) × 100 = 0.11%. It looks back, so it is not a forecast; special distributions in the window are included.
Why a distribution yield is not the fund's return: yield vs total return
Distribution history table (11 payments)
| Ex-date | Amount per unit |
|---|---|
| 25 Jun 2026 | $0.1300 |
| 25 Sep 2025 | $0.0780 |
| 13 Dec 2024 | $0.1470 |
| 26 Sep 2024 | $0.3440 |
| 27 Jun 2024 | $0.0700 |
| 22 Dec 2023 | $0.1560 |
| 22 Sep 2023 | $0.0770 |
| 27 Jun 2023 | $0.0720 |
| 24 Mar 2023 | $0.0590 |
| 24 Jun 2022 | $0.0020 |
| 23 Dec 2021 | $0.4420 |
Filings and sources
- Form N-PORT report for July 2026 (opens in a new tab)
- Prospectus filing with the fee table (opens in a new tab)
- All SEC filings for this fund series (S000031806) (opens in a new tab)
- Nasdaq Trader symbol directory (opens in a new tab)
- Yahoo Finance quote and distributions (opens in a new tab)
- How the ETF figures are collected
Compare with
Largest funds in the same category:
- FYC and VTI Vanguard Morningstar Total Stock Market ETF
- FYC and VOO Vanguard S&P 500 ETF
- FYC and IVV iShares Core S&P 500 ETF
- FYC and QQQ Invesco QQQ Trust, Series 1