Principal CLO ETF UUPP
Source: Yahoo Finance (opens in a new tab) Observed Quotes may be delayed Older observation
- Expense ratio
- 0.19%
- Net assets
- $15.1M
- Holdings
- 29
- 12-month distribution yield
- 1.74%
- Asset class
- Fixed income
Principal CLO ETF (UUPP) is an exchange-traded fund listed on Cboe BZX in the United States, issued by Principal. Its category is Fixed income · International (fixed income). Its last price was US$25.13 on 13 Oct 2026. Its expense ratio is 0.19% a year, from its prospectus dated 20 Apr 2026. It reported net assets of US$15.11 million as of 30 Jun 2026. Its latest holdings report lists 29 holdings as of 30 Jun 2026. Over the last 12 months it paid distributions of US$0.44 a unit, a 12-month distribution yield of 1.74%, paid monthly.
Fees
- Total annual operating expenses (gross)
- 0.19%
- Net, after fee waivers or reimbursements
- No waiver stated
- Management fee
- 0.19%
- Prospectus date
- 20 Apr 2026
- Filed with the SEC
- 20 Apr 2026
Size and reporting
- Net assets
- $15,108,828
- Total assets
- $15,111,183
- Holdings as of
- 30 Jun 2026
- Report made public
- 11 Aug 2026 (42 days after the month end)
Top holdings
Largest 25 of 29 positions, as of 30 Jun 2026. Weight is the percent of net assets the fund reported.
| # | Holding | Identifier | Weight | Value (USD) | Type | Country | Currency |
|---|---|---|---|---|---|---|---|
| 1 | Apidos CLO Apidos CLO XLVI Ltd. | US03770RAQ56 | 4.64% | $701K | Collateralised bond or debt obligations | Jersey | USD |
| 2 | Brant Point CLO Ltd | US10548JAA43 | 4.64% | $701K | Collateralised bond or debt obligations | Jersey | USD |
| 3 | ARES CLO Ltd ARES LVII CLO Ltd. | US04017NBA90 | 4.64% | $701K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 4 | Madison Park Funding Ltd Madison Park Funding XXXVIII Ltd. | US55821KAN63 | 4.64% | $701K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 5 | Elmwood CLO 16 Ltd | US29002UAS96 | 4.64% | $700K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 6 | Brant Point CLO Ltd | US83617CAC82 | 4.63% | $700K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 7 | Venture CDO Ltd Venture 47 CLO Ltd. | US92330DAY58 | 4.63% | $700K | Collateralised bond or debt obligations | Jersey | USD |
| 8 | KKR Financial CLO Ltd KKR CLO 37 Ltd. | US48254FBC14 | 4.63% | $700K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 9 | RIN Ltd RIN V LLC | US74970TAG22 | 4.63% | $699K | Collateralised bond or debt obligations | United States | USD |
| 10 | Capital Four US CLO Capital Four U.S. CLO III Ltd. | US14016LAQ95 | 4.62% | $698K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 11 | Anchorage Capital CLO LTD Anchorage Capital CLO 8 Ltd. | US03329KBJ16 | 4.31% | $651K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 12 | United States Treasury U.S. Treasury Bills | US912797UP00 | 4.30% | $649K | Debt | United States | USD |
| 13 | TCW Ltd TCW CLO Ltd. | US872397AC82 | 3.97% | $600K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 14 | Abry Liquid Credit CLO Ltd | US00384AAA16 | 3.83% | $579K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 15 | Brant Point CLO Ltd | US105488AA89 | 3.32% | $501K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 16 | Empower CLO Ltd. | US29244RAN52 | 3.32% | $501K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 17 | GoldenTree Loan Management US CLO, LTD GoldenTree Loan Management U.S. CLO 15 Ltd. | US38139BBC28 | 3.31% | $501K | Collateralised bond or debt obligations | Jersey | USD |
| 18 | Madison Park Funding Ltd Madison Park Funding LXXVII Ltd. | US55823KAA25 | 3.31% | $500K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 19 | Wellfleet CLO Ltd | US95023AAL44 | 3.31% | $500K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 20 | Magnetite CLO Ltd Magnetite XXXIV Ltd. | US55952MAJ27 | 3.31% | $500K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 21 | Golub Capital Partners CLO, LTD Golub Capital Partners CLO 76 B Ltd. | US38180BAA52 | 2.62% | $396K | Collateralised bond or debt obligations | Jersey | USD |
| 22 | Madison Park Funding Ltd Madison Park Funding LV Ltd. | US55819FAQ46 | 2.45% | $370K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 23 | Woodmont Trust | US979926AN25 | 2.21% | $333K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 24 | Sycamore Tree CLO Ltd | US87122HAA05 | 1.92% | $291K | Collateralised bond or debt obligations | Cayman Islands | USD |
| 25 | Point Au Roche Park CLO, Ltd | US73052VAN55 | 1.72% | $260K | Collateralised bond or debt obligations | Cayman Islands | USD |
Breakdowns
Sums of reported weights over every position in the report. Totals can differ from 100% because of derivatives, borrowing and cash.
Asset type
| Type | Weight | Bar |
|---|---|---|
| Collateralised bond or debt obligations | 94.21% | |
| Debt | 4.30% | |
| Short-term investment vehicles (cash funds) | 0.55% |
Country
| Country | Weight | Bar |
|---|---|---|
| Cayman Islands | 69.74% | |
| Jersey | 19.84% | |
| United States | 9.47% |
Currency exposure
| Currency | Weight | Bar |
|---|---|---|
| US dollar (USD) | 99.05% |
Sector
No sector data
Source: SEC Form N-PORT (opens in a new tab) Holdings as of
Distributions
- Paid in the last 12 months
- $0.4380
- 12-month yield
- 1.74%
- Frequency
- Monthly
- Latest ex-date
- 1 Oct 2026
12-month yield = distributions per unit with an ex-date in the last 12 months ($0.4380) ÷ latest price ($25.13) × 100 = 1.74%. It looks back, so it is not a forecast; special distributions in the window are included.
Why a distribution yield is not the fund's return: yield vs total return
Distribution history table (4 payments)
| Ex-date | Amount per unit |
|---|---|
| 1 Oct 2026 | $0.0990 |
| 1 Sep 2026 | $0.1030 |
| 3 Aug 2026 | $0.1130 |
| 1 Jul 2026 | $0.1230 |
Filings and sources
- Form N-PORT report for June 2026 (opens in a new tab)
- Prospectus filing with the fee table (opens in a new tab)
- All SEC filings for this fund series (S000103001) (opens in a new tab)
- Nasdaq Trader symbol directory (opens in a new tab)
- Yahoo Finance quote and distributions (opens in a new tab)
- How the ETF figures are collected
Compare with
Largest funds in the same category:
- UUPP and BNDX Vanguard Total International Bond ETF
- UUPP and EMB iShares J.P. Morgan USD Emerging Markets Bond ETF
- UUPP and IAGG iShares International Aggregate Bond Fund
- UUPP and PAAA PGIM AAA CLO ETF